Office is not required to comply with the provisions under Clause 3 and Clause 4. However, where such securities company has been, and continues to operate as, the derivatives broker , it shall not be
. Clause 5 A securities company which ceases the operation of the securities business of all kinds and has given a written notice of such intention to the SEC Office is not required to comply with the
. Clause 7. In cases where the securities company submits the request for an exemption from the requirement of independent director in accordance with Clause 5 with all required document to the Office prior
Clause 5 with all required document to the Office prior to the date on which this Notification comes into force, the Office will consider the request for an exemption and notify the securities company of
the date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or
date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or submit
writing with an approval from the company’s board of directors and shall contain at least the following details: (a) system for the calculation of capital adequacy according to standard required by the