) having capital, work systems and personnel that can support service provision appropriately and adequately throughout the period of participating in the regulatory sandbox; (b) assessing and managing
managing the online branch office. Such person may be an officer from the head office or a manager from a full-service branch office. Clause 9. The securities company shall submit the details of the
allowed to give an advice concerning securities investment to customer. Clause 8. The securities company shall appoint a person responsible for managing the online branch office. Such person may be an
trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for managing the online branch office. Such person may be an officer from the head office or
managing the online branch office. Such person may be an officer from the head office or a manager from a full-service branch office. Clause 9. The derivatives broker shall submit the details of the
, ---------------------------------- Mr. Khongsit Choukitcharoen Managing Director
million baht or 422.76 million baht decreased Please be informed accordingly, Yours sincerely, Mr. Monthon Chatuwallopkul Deputy of Managing Director
แบบแสดงรายการข้อมูลสำหรับการเสนอขายหลักทรัพย์ (แบบ 69-1) 1 No. WHAUP-CS009/2562 May 09, 2019 Attention: Managing Director – Stock Exchange of Thailand Subject: Report of Financial Results for the