to investors the information on such investment. Asset management companies must, additionally, comply with rules governing derivatives investment which include rules on counterparty limit, reserved

eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset

eliminate private fund?s custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund?s asset

information and download registration form at www.thaipvd.com

statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.

and underwriting of investment units and securities borrowing and lending.  This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is

Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and

of exploring and gathering documents and evidence as well as more information from overseas authorities for valuation of overseas investment.  The SEC therefore allowed VTE to submit the audited

price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into

Bangkok, December 23, 2015 ? The SEC is seeking public opinions on a draft amendment to the regulations on information technology security management of securities companies and derivatives