SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
published in the Government Gazette and will take effect from 1 April 2026 onward. Notes: * Two relevant notifications are: 1. Notification of the Office of the Securities and Exchange Commission No
brokers. The Investment Banking business generated total revenue of Baht 822 million while fee from Asset Management business totaled Baht 801 million. Meanwhile, the Investment business recorded revenue
closed at 1,638.65 points, increased by 4.8% from 1,563.88 points at the end of 2018. Overall Business Operations The Bank’s loan portfolio during 1Q19 grew 1.9% with growth driven by corporate banking
to Baht 201 million for 2Q18. Meanwhile, fees generated from investment banking business for 2Q19 totaled Baht 65 million, declining from Baht 94 million in 2Q18. Total operating income amounted to
Baht 203 million remaining at stable level comparing to Baht 201 million for 2Q18. Meanwhile, fees generated from investment banking business for 2Q19 totaled Baht 65 million, declining from Baht 94
trading) of Phatra Securities Plc. (PSEC) was 4.55%, decreased from 4.69% in 2017, ranking 7th from total 38 brokers. The Investment Banking business generated total revenue of Baht 822 million while fee
while fee generated from investment banking business for 3Q19 totaled Baht 107 million also increasing. Meanwhile, bancassurance fee for 3Q19 amounted to Baht 237 million, declining 10.0% yoy from Baht