professional standards, together with the preventative measures. (5) Documentary preparation and record keeping which comprises of the following: (a) the preparation of written document or evidence for the acts

of written document or evidence for the acts of the personnel directly responsible for fund management so as to ascertain and examine the acts of such personal; (b) methods and locations for the

English, and in cases where such documents are translated from the information or documents written in other languages, the person filing the application shall: (1) have the translator certify the accuracy

shareholder. This accounted 75.35 % in the third quarter of 2017. The company has not received a written valuation by an independent evaluation. So it is not yet recorded profit from changes to the investment

caused net loss. In addition, the Company closed Hat Yai branch on 1 July 2020 to improve profitability of the Company and had already written off fixed asset. The company focuses on the sustainable growth

its trading and settlement system in the derivatives market or any written and legally enforceable commitment by its parent company to provide financial support to the derivatives clearing house to be

owners of the parent of 618 million baht, an increase of 102 million baht or 20% from last year, and earning per share was 2.47 baht per share. Excluding the gains on sale of written-off accounts

period was over; (2) I was subject to the civil fine imposed by the Civil Sanction Committee with the written notice, and it has not yet surpassed the period specified by the SEC Office (the maximum period

are comparable to this Notification. Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk

Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to prevent the use of securities