would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors
, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
worth investor ,” and “ high net worth investor ” shall have the same meanings as the definitions of such terms specified in the Notification of the Securities and Exchange Commission concerning the
Act (No. 2) B.E. 2542 (1999), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 In this Notification: 1The terms, “institutional investor,” “ultra-high net worth
investors (II), venture capital funds (VC), private equity funds (PE), ultra high net worth investors (UHNW)22, as well as retail investors with some investment limit. • Retail investors should be allowed to
and mortgage fee of residential property worth up to 3 million THB/unit will be reduced. It is expected that the measures will become effective in Q4/2019 until 24th December 2020. There is also a
Transaction”) of which the transaction is considered as Connected Transaction in category of Receiving Financial Assistance, having transaction value of 19.21 percent of Net Tangible Assets or NTA of the