report to the Office such termination under Paragraph 1 within seven days from the date of termination. The approval of the fund’s establishment shall be terminated on the date the Office is notified. The
the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause 13. The securities
sale is made without approval under this Notification. In this regard, the approved entity shall also have the duty to inform its failure to maintain the qualifications to the SEC Office within seven
Office within seven days from the date on which the approved entity becomes aware or should have been aware of such situation. 18 Clause 30 The approved entity shall arrange that the bonds offered for sale
manager’s opinions on the proposed matters and the possible impacts on the unit holders if the resolution is given. (b) deliver the said notice to the unit holders at least seven days before the meeting date