for preventing and suppressing unfair acts related to derivatives and inappropriate derivatives trading behavior, which shall meet at least the following requirements: (1) establish the rules that
creditors. Enclosure 3 17 Assistance from Link Capital I are suitable for the Company’s current status, since it is unlikely or unfit for the Company to obtain a loan from a commercial bank given its current
specified as prohibited characteristic in Group 2 under Clause 30; (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i] affecting clients , investors , the company
client’s derivatives trading is inappropriate or may contravene the Law on Derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
to deviate from normal market conditions; (b) the client’s derivatives trading is inappropriate or may contravene the Law on Derivatives3; (c) the client fails to notify, provide information or prepare
to believe that there is a materially inappropriate demeanor [i] affecting clients, investors, the company, shareholders as a whole, money market or capital market on a whole as specified as prohibited
, upon its discretion, demote the action to be taken to reprimanding inappropriate conduct. Chapter 2 Consideration of the Third Category Prohibited Characteristics ___________________________ Part 1
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
interest rate and fees, loan period, and collaterals under the Financial Assistance from Link Capital I are suitable for the Company’s current status, since it is unlikely or unfit for the Company to obtain