Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

Mr.Sompong Wittayarakson Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of SECC, dishonestly violated his duties and caused

submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement

Pico (Thailand) Public Company Limited Pico (Thailand) Public Company Limited (“PICO”) had duties to prepare and submit a financial statement for Q1 year 2024 through the transmission system of the

Pico (Thailand) Public Company Limited Pico (Thailand) Public Company Limited (“PICO”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for Q1 year 2024

MILLCON STEEL PUBLIC COMPANY LIMITED MILLCON STEEL PUBLIC COMPANY LIMITED (“MILL”), a listed company, had duties to prepare and submit a financial statement for the year 2023 through the transmission

MILLCON STEEL PUBLIC COMPANY LIMITED MILLCON STEEL PUBLIC COMPANY LIMITED (“MILL”), a listed company, had duties to prepare and submit an interim management discussion and analysis for the year 2023

in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 15/2025 Dated 11/03/2025

failure to order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 15/2025

order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 57/2025 Dated 30/05