following matters: (1) code of business ethics for members, which shall contain at least the following provisions: (a) members shall operate business honestly and shall act ethically in relation to clients or
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
Chairman, presided over the Buddhist blessing ceremony, while Mrs. Pornanong Budsaratragoon, SEC Secretary-General, presided over the homage to Lord Brahma ceremony. SEC Board members, Capital Market
members with adequate risk diversifications and be in accordance with international standards.Senior Assistant Secretary-General Pravej Ongartsittigul noted that, ?Thailand?s provident funds showed a
Bangkok, October 27, 2015 ? The SEC Board Meeting has appointed Mr. Chaiyawat Wibulswasdi and Mrs.Voravan Tarapoom to be members of the Stock Exchange of Thailand (SET)?s Board of Governors. The
companies comply with the following key regulations: 1) To provide several investment plans for members to choose from, including a qualified default policy for those without expressed preference; 2) To
, identification number, bank account number and contact information. Instead, the AMCs practically make the payment out of the fund by issuing cheques to PVD members after being notified by their employers about
. Unfortunately, there are only 3 million PVD members, accounting for 20 percent of the total documented employees in the private sector.* Moreover, only 24 percent of the total PVD members are likely to earn
relationships and unity with the members of the Association of the Thai Securities Companies (ASCO) and the Stock Exchange of Thailand (SET). More than 30 football teams entered the competition. Additionally, the
On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an