relationships, direct or connected through related persons, – had colluded, with divided assignments, to send trading orders of STAR* shares in a consistent and supportive manner so as to push up the share

incident: Between 14 February 2018 (before the market closed) and 27 June 2018, four offenders – namely, Satit, Sirivat, Pallapa and Payao – colluded to send trading orders of PRINC shares in a manner that

related persons, namely: (1) Mr. Thanaris Pornpattanajamsai, (2) Miss Audcharapron Radchanajun, and (3) Mr. Saksumit Samornpitakul, colluded to send trading orders of BM shares in a manner consistent with

example for other organizations and other areas. So far, the project has attracted 32 listed companies and organizations located on Vibhavadi-Rangsit Road;  - Send Plastic Home Project: SEC, in

 “PDPA Award 2020” on personal data protection will send a positive signal to motivate organizations to take up this matter with utmost care like what they have already done in context of good

public email, e.g., twitter, facebook, as client? identity cannot be verified through these channels as client may give other his/her login name and password to send trading orders. In case client sends

Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

ACO I subsequently sent a notice requested the Company to repay such debt and notified that if the Company could not send any proposal for loan settlement which is acceptable by ACO I. ACO I would take

lent out and collateral shall include the following details: (a) the lender has to transfer the securities without preferential right or any encumbrance of others to the borrower, and the borrower has to