Earlier, the SEC Board passed a resolution approving the proposed amendments to the regulatory framework for utility tokens that are ready to use, ensuring that the regulations align with the
Pornanong.AIMC Director Theeranat Rujimethapass said on behalf of the Thai asset management companies: "As asset managers, we are committed to ensuring that investments will deliver long-term value for investors
, especially the listed companies, in aligning their business activities with sustainable development, while also ensuring that claims of SDG contributions can be measured and validated.”As part of the agreement
company’s securities business license, Type C, to be revoked. The SEC Office has important roles of ensuring that securities and derivatives business operators have in place appropriate, reliable, fit and
) Enhancing supervision and effective enforcement in the Thai capital market; (7) Ensuring systemic risk management in a timely manner; (8) supporting liquidity enhancement tools for businesses affected
benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at
will promote business sustainability, trustworthiness investor confidence in listed companies.? Mr. Mongkol Leelatum, President of the Thai Investors Association, said: ?TIA is committed to protecting
1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and
4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in
, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company