technology security as specified in the notification of the SEC Office. 3 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
Market Supervisory Board or the SEC Office, nor having corrected the financial status or the operating result as ordered by the said authorities. 4.8 Having not been ordered by the SEC Office to amend the
period until the applicant has corrected the application or submitted additional documents fully according to the record of defect. (Unofficial Translation) 2 Service Channel Location: The Securities and
day of June 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Capital Market Supervisory Board 1 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re
provide a system for recording, examining and reviewing the clients’ information so as to ensure that such information is correct complete and current throughout the period of derivatives trading. 1 Amended
investment in assets relating to infrastructure (infrastructure fund), whether in the form of a company, trust, or any other form; 1 Amended by the Notification of the Office of the Securities and Exchange
the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected Transactions B.E. 2546 (as amended) Moreover, the
Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No
Notification of the Securities and Exchange Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of