aware that only the original Thai text has legal force and that this English trans contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as
managing potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a
potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a license
tender offer for securities of the business for acquisition of securities for business takeovers; (7) “waiver applicant” means an applicant for a waiver to acquire shares without having to make a tender
evidence: (1) certification letter and consent letter of the audit firm to which the applicant is attached which certifies and gives consent in the following matters, as per Form 61-2 which is available on
documentation: (1) letter of certification and consent of the audit firm to which the applicant is attached, which certifies and gives consent in the following matters as per Form 61-2, which is available on the
facilities, the financial guarantees collected by the financial institution from the applicant). The amount of the Promissory Notes issued are not exceeding 10 notes with 1-year tenor to support expanding
exercise of warrants, provided that the resolution is obtained no more than one year prior to the date of filing an application under Clause 5; (3) in cases where the applicant is a listed company wishing to
period of time according to granting approval for an appraisal company in capital market and a lead appraiser Clause 10 An applicant would obtain an approval [from the SEC Office] to be an appraisal
10/1. In applying for license, if the applicant requests to restrict the scope of its securities borrowing and lending business in any way, then after license has been given,, the business operator