the management of proprietary portfolios; (7) Any other financial institutions specified by the Office with the approval of the Securities and Exchange Commission; (8) Securities companies for the
ตลาดหลักทรัพย์ ซึ่งเพิ่มรายละเอีดยของบัญชีเพื่อบริษัท เป็น 1 บัญชี proprietary port ของบริษัทที่มีวัภถุประสงค์เพื่อตนเอง และ 2. บัญชี market maser (2) ข้อมูลการซื้อขายอนุพันธ์ของลูกค้าในประเทศ การซื้อขาย Future
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brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management. 1The provision under Paragraph 1 shall not be applicable to a licensee under Paragraph
: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 24 April 2017 (effective on 16 May 2017). 3 (5) private fund management. 1The provision under Paragraph 1 shall not be applicable
& Derivatives Businesses (Section 98(4)) | - |- Engagement in Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment
)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch
Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders
acts under the provisions of this Act or other laws. In exercising the power and duty of the Office under the first paragraph, the Office shall have the power to: (1) own, possess, hold any proprietary