correctly, completely and up to date, and shall keep them for not less than two years from the date of preparing such document evidences: (1) information of a customer using for supplementing the giving
correctly and completely in all material respects. In this regard, as evidence that each and every page of the documents is of the exact documents to which I have certified, I have authorized………………………………………to
the duties of fund supervisor correctly and completely; 3. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the
the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the
the SEC Office both printed document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been
(if any). (3) a procedure for verifying clients’ authentication suitably and reliably to ensure that the investments or transactions related to capital market products have been executed by the clients
procedure for verifying clients’ authentication suitably and reliably to ensure that the investments or transactions related to capital market products have been executed by the clients or their assigned
. . Clause 9.11 Repealed. Clause 10.12 Repealed. Clause 11. The investment advisory company shall prepare the following document evidences correctly, completely and up to date, and shall keep them for not less