private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested

public hearings from the third quarter of 2017 to the second quarter of 2018 and has included comments and suggestions of the private sector in the revision of the criteria.  Most of the parties

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 3)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 8)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 10)

Check list การเสนอขายหุ้นกู้ในวงจำกัด (Private Placement)

Check list การเสนอขายหุ้นกู้แปลงสภาพในวงจำกัด (Private Placement)

Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)