matter. Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
Palotaitakerng, AFTC Secretary-General said that ?The AFTC and SEC have, in fact, been in collaboration for several aspects. The official MoU signing today confirms the two authorities? determination and unity to
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
determination of margin sufficient to cover derivatives positions which may be caused by the defaulting member under the confidence level of not less than ninety-nine percent; 3 (4) conduct of adequacy test of
/2013 2. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 45/2546 03/12/2003 16/12/2003 3
. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 3
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 3