has already addressed and those currently under review such as inspection of naked short selling transactions and mechanisms for regulating short-selling and program trading, for example, collateral
organizer in advance, informing them of these concerns before the event date.On 7 September 2024, the date of the event, the SEC conducted an on-site inspection and found that some exhibitors were engaging in
to such circumstance to the Audit Committee of the securities company or the company in order to continue the inspection without delay. The Audit Committee shall report the result of the preliminary
such circumstance to the Audit Committee of the securities company or the company in order to continue the inspection without delay and the Audit Committee shall report the result of the preliminary
care for the best interest of investors. The suspended persons are (1) {A} and (2) {B}. According to a report from KBANK and the SEC's further inspection, {A} was found to have signed on a unit
., Ltd., (2) Ms. Ornpaphat Chantarasaka, (3) Lederer (Thailand) Co., Ltd., and (4) Ms. Kanyakorn Supakarnkachareon.Following referrals and the SEC's further inspection, it was found that Marnfah Group, by
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
ก.ล.ต. เป็นเจ้าภาพจัดการประชุม ASEAN Audit Inspection Workshop ครั้งที่ 3 และ ASEAN Financial Statement Surveillance Workshop ครั้งที่ 2 โดยแลกเปลี่ยนความรู้และประสบการณ์การกำกับดูแลผู้สอบบัญชี และ
together with cross-bordering offering under equivalent standards of high quality financial reporting. The AARG discussion will cover the latest global inspection survey results conducted by International
person or other relevant places for inspection of financial condition, operation, asset or information relevant to the applicant. Clause 15 In cases where the SEC considers that the applicant is qualified