2025. Notes: * A foreign CIS refers to a fund established under foreign law that operates as a collective investment scheme (CIS). This
listed company on the SET and the mai making passive investment at a total amount exceeding 40 percent of the total assets to disclose information related to such investment in the Notes to the Financial
regulations on private placement by SMEs is available at https://www.sec.or.th/TH/Pages/LawandRegulations/SME-PP.aspx. ______________________ Notes:*- Notification of the Securities and Exchange Commission
., investment units of mutual funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
from 5 September 2018 onwards.**Meanwhile, Mr. Thanawat acknowledged the civil sanction on 31 August 2018._______________________________ Notes: *SEC news release No. 98/2018, published
mutual funds with investment in derivatives, hybrid securities, structured notes, and derivatives.***Phisit’s application for obtaining SEC approval to be personnel in the capital market business during
approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate
and effect on the company in cases where it will or will not acquire Aelous shares. IFA also notes that its opinion has been expressed upon a draft contract and thus changes in proposals and conditions