Offices of Investment Management Company dated 3 August 2009; 2 (4) Notification of the Capital Market Supervisory Board No. TorThor. 7/2551 Re: Rules on Applying for and Permission of Establishing Branch
Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; 2 Amended by the Notification of the Securities and Exchange Commission No. KorMor. 19/2560 Re
responsible for REIT management. 2 Clause 3 This Notification shall comply with the following matters: (1) the approval of the REIT manager shall be subject to the provisions under Chapter 1; (2) the duties of
and Management of Property Funds with respect to the property funds having the obligations under this Notification as a result of the offer for sale of investment units; (3) Notification of the Capital
Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business ; “ client ” means user
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business; “client” means user of