securities trading decisions on behalf of the client. She then continuously made trading decision on behalf of the client for more than three months in high value and volume trades. {A}'s action was deemed as
securities trading account of another person for her own or others? benefits in such a way that taking advantage of others. The selling was made by using material non-public information concerning a 129.83
clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing
trading room. He failed to keep all clients' trading orders and some trading orders were made after the trades were executed. In addition, {A} has already been suspended by Hua Seng Heng Gold Futures Co
intimates for their own benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to RPC share price. The information, of which they learnt as
were made in such a way that taking advantage of others by using non-public information material to {X1} Company share price. The information, of which they learnt as {X1} Company directors, was about
during April 8 - June 15, 2010, {A} {B} and {C} had purchased SPSU shares through securities trading accounts of {D} and {E}. The purchases were made in such a way that taking advantage of others by using
. Sukrit Choradol. The sales were made in a way that took advantage of others by using non-public information material to DEMCO share price concerning the operating results for the third quarter of 2015
in great volume or the price of such securities had changed or had not changed that was not consistent with the normal conditions, and such trading was made to lure other investors to purchase or sell