the duration of possible extension, as well as how this information will be made public. 5 4. In case the exact dates of the offering period are not known, disclose the arrangements for announcing the
issues resulted from the ascertaining process for the applicant to clarify within the specified period in the notifying letter. In this regard, the whole aforementioned process shall be completed within
period for notifying such intention shall be at least 15 days prior to the last exercise date. Warrant Registrar Thailand Securities Depository Company Limited Secondary Market of the Warrants The Company
] when the SEC Office accuses such person to the inquiry official or issues a letter notifying the possession of characteristic of lacking trustworthiness, as the case maybe, until such person no longer
SEC Office in a letter notifying the approval. 11In the case where the financial advisor approved under Paragraph 1 wishes to perform duties on a continuous basis, such financial advisor shall submit an
: (1) In the case of a closed-end fund: (a) When calculating and announcing net asset values, the values shall be rounded to 2 decimal digits according to international rules; and (b) When calculating
in the notifying letter. The SEC Office shall complete the said acts within one hundred and twenty days from the date of receiving the application together with the accurate and complete evidentiary
appears that the applicant’s qualifications do not comply with Clause 21(2), in notifying the result of the application, the SEC Office shall have the authority to the timeframe or conditions for its
the notifying letter. In this regard, the whole aforementioned process shall be within one hundred and twenty days as from the date when the SEC Office has received the complete and accurate application
announcing the definitive dates. 5. Disclose other relevant details about participating in the public offering. For instance, the prospectus should indicate how investors may pay for the debt securities, as