Individual Investment Account รวมถึงส่งเสริมบทบาทของนักลงทุนสถาบันอย่างต่อเนื่อง นอกจากนี้ ก.ล.ต. ยังให้ความสำคัญกับการเพิ่มประสิทธิภาพในการกำกับดูแลและบังคับใช้กฎหมาย โดยได้ยกระดับการสร้างความเข้มแข็งของ บจ
money and volume of transaction relating to the act, etc.; (3) the persons who have benefited from the act; (4) the nature of involvement of an individual in the act, such as being a principal, an
, regardless of the usage of advice from the investment advisory company, and that a general advice is given regardless of the specific characteristic of an individual, therefore, prior to adopt an advice, the
) Personal planning for business expansion (if any). In case where no personnel have been hired, the applicant shall submit the criteria for qualifications of such positions. □ 3. Supporting documents for
, scope of work and responsibilities, and proportion of time consumed for asset custody function to the total time of working; □ (c) Personal planning for business expansion (if any). In case where no
derivatives in accordance with the latest financial statements audited by auditor; (2) individual when combining with spouse having any of the following characteristics: (a) having net asset value not less than
plans for each measure, as follows: Quality Demand: (1) Cultivate long-term investment culture through individual investment accounts to enable investors to convert their savings into long-term
a money borrowing; “connected person” means any individual or juristic person having one of the following relationships with the director, executive, major shareholder or controlling person of a
, and a slowdown in LED replacement energy saving programs from both Government and Private sectors. Moreover, Wholesales/Retails sales down was strongly affected by a flood of highly competitive
waiver of the requirement to provide additional replacement assets as collateral if the ratio falls below 1.5:1, from 20 November 2024 to 30 December 2025; and (4) A reduction of the interest rate to 2