SEC; (2) not having a reasonable ground to believe that the applicant has financial condition that is likely to cause damage or any other circumstances indicating the applicant’s financial hardship. In
for custody of clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized
clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized to undertake custody
data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund invested. The calculation method shall be in accordance with the rules of the
Investment Management Companies. 13.7 Beta The mutual fund’s volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the
volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund
. 14.7 Beta The mutual fund’s volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of
and consolidated of TTTBB liabilities. AIS maintained debt repayment capability with interest coverage ratio of 11.9x and Debt service coverage ratio of 1.6x, indicating strong EBITDA generation
Approval on Offer for Sale of Structured Notes (No. 4) dated 28 March 2018 (effective on 1 April 2018). 7 approval for an offer for sale of structured notes, indicating that the facts and circumstances that