the clients as well; (9) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a
positions in such management company except where such positions are under the vertical line of command or do not cause any conflicts of interest with the management of mutual funds; (2) Having attained the
well; (9) “ financial institution ” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business ; (b) financial
) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1 law on financial institution
acquisition or disposition of assets having significant value for listed companies. However, such transaction comes under the scope of connected transactions for listed companies with the transaction value of
Incorporation Public Company Limited (“Company” or “VI”) for establishing its subsidiary, namely, V.I. Capital Co., Ltd. (“subsidiary” or “VIC”), having objectives to pursue investment interests. By becoming a
. 2546 (2003). “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish
the applicant to attend the first training course after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and