and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial statements were being recorded in the EY information system

contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December

” means derivatives under law on derivatives and any other similar contracts; (4) “foreign derivatives exchange” means juristic person established under foreign law which is capable of providing derivatives

incurred by the SEC), a suspension of trading in securities or entering into derivatives contracts for a period of 14 or 30 months  (as the case may be) and a bar from serving as directors or executives in

manager position of another audit group. Mr. Warot and Ms. Jeeranan jointly purchased securities and entered into derivatives contracts whose underlyings were the securities price of such companies while

Commission No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546

interest, a prohibition from trading digital assets or entering into derivatives contracts related to digital assets for a specified period, and a bar of (2) from serving as a director or executive of

Miss Jeeranan Buranaruk when she knew or should have known that Miss Jeeranan would use such information to trade securities or enter into derivatives contracts. 30/07/2019 agreed to comply with

company’s board of directors. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as derivatives contract for their proprietary account

. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as derivatives contract for their proprietary account, unless such derivatives