indicating unsuitability to be personnel in the capital market business. The SEC strongly urges investors to regularly review their mutual fund unitholding reports and banking account statements

to open mutual fund trading accounts or use their names to open mutual fund trading accounts. Investors are advised to regularly review transaction confirmation documents issued by asset management

support or hinder the SEC’s proceedings; and records or past demeanors indicating unsuitability to serve as personnel in capital market businesses. The SEC reiterates that investors should regularly

, Thailand’s pastry and bakery industry face fierce competition from both direct and indirect competitors as result from (1) Pastry and bakery industry face a threat from a price war; hence competitors often use

entice you to invest in cryptocurrencies, promising high returns. They will often claim to have "trading secrets" or "insider information" that will make you rich overnight. Sometimes, they may create

from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online

suggestions at AGMs more often.?Mr. Kasate Chaiwanpen, Director of the Association of Investment Management Companies said: ?Good corporate governance is vital, especially when it comes to investment. Our

objectives. Questions Yes No 4.1 The company has policies and practices to recruit, develop and retain competent employees and regularly reviews such policies and practices. 4.2 The company has evaluation

Thailand: - (a) registration and renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with

accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure