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approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the
application to the Office, together with documents and evidence as per the forms and procedures provided in the electronic work system of the Office. The Office shall notify the securities company of the result
except where such position does not cause any conflicts of interest with management of funds. Clause 5. The management company shall submit to the Office the following documents relating to its fund
the following documents relating to its fund managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers
electronic forms, did not https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2015.pdf Activity report 2017En Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT