securities company fails to comply with the advertising rules prescribed under this Chapter, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1
advertisements produced by the securities company. Clause 14. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Notification, the
cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Notification, the securities company shall, as per the direction of the
Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for
Notification. Clause 9 In cases where it appears to the SEC Office that any derivatives broker violates or fails to comply with this Notification or rules set out by the derivatives broker for compliance with
any derivatives broker violates or fails to comply with this Notification or rules set out by the derivatives broker for compliance with this Notification or has improper conducts, the SEC Office may
company shall be authorized to terminate the agreement on the appointment of the fund supervisor; (5) provision that in the case that the management company fails to request the unitholders’ resolution for