sustainability of the overall Thai capital markets.At the webinar, there was also a talk titled, “Sharing of Experience and Perspectives to Enhance Good Governance for Listed Companies.” Representatives from

. Saard Theerarojanawong. Members include representatives from public and private organizations, e.g., the Legal Execution Department, the Federation of Thai Capital Market Organizations, the Association of

Workshop was joined by representatives from nine audit regulators, comprising Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and Corporate Regulatory Authority (ACRA), SEC Cambodia, Laos

and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis)   05/01/2005 01/04/2005 4

Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the Securities and Exchange Act B.E. 2535 (1992

of instruments while intermediaries and selling agents must have in place the procedure to ensure their clients? understanding of associated investment risks and returns before making investment

performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and

SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management

of Investment Units dated 20 July 1992, and (2)  Notification of the Office of the Securities and Exchange Commission regarding Appointment of Investment Unit Selling and Redemption Agents dated 6

agents, etc.