incorrect unit price and the correct unit price is at least one Satang or greater, and represents at least 0.5 percent of the correct unit price: (1) Prepare a retrospective price correction report and a
price and the correct unit price is at least one Satang or greater, and represents at least 0.5 percent of the correct unit price: (1) Prepare a retrospective price correction report and a price
, complete and updated records of assets of clients. In case of making correction to any record, the securities company shall complete such correction within the same working day when the cause of correction
correction to any record, the securities company shall complete such correction within the same working day when the cause of correction is found and shall record the cause of each correction. Clause 14 A
in Securities Business. 1.2 Order collecting process. 1.3 Rectification and amendment of orders recorded in error, for instance timeframe, procedures and the person so assigned. 1.4 Verification of
unrelated persons and having control on correction or amendment of document which is in a condition that is ready for using within 10 business days by the user and related person (2) Keeping all document
managers and relevant employees of such issuance or amendment. Chapter 2 Information Disclosure __________________ Clause 6 In cases where an investment management company is obligated to disclose any
resolution of the unitholders; (10) operation related to the management of mutual fund; 2 (11) effectiveness of the mutual fund scheme; (12) revision and addition to the mutual fund scheme; (13) collection of