market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor
wealth advisor และเพิ่มเติมให้บุคลากรบางประเภท ต้องได้รับความเห็นชอบจาก ก.ล.ต. เพื่อให้สามารถกำกับดูแลได้อย่างมีประสิทธิภาพยิ่งขึ้น โดย ก.ล.ต. เปิดรับฟังความคิดเห็นจนถึงวันที่ 6 มีนาคม 2557ก.ล.ต. ได้เผย
EMC Audit Committee agreed with IFA that the transaction is not appropriate. Later, EMC sought legal opinion from independent legal advisor. The independent legal advisor?s opinion on legal risk is
financial advisor independence from the target company and the tender offeror with regard to fair value appraisal. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties
proposed rules (fast-track feature) would facilitate a faster PO launch because the SEC?s consideration period would be shortened to 14 days concurrently with the cooling period. They would also allow a
offered at the market price during the offering period. The revised provisions cover the key areas, as follows: 1) Approval: to screen the applicant?s corporate governance records whether or not
Mr Sitthiphat Sinfaphanit Mr. Sitthipat, in his capacity as the person responsible for supervising the operations of Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities