comparability of the ESG information, and the ways to integrate various ESG factors into the investment selection process. We encourage all investment professionals to consider material ESG factors as an
Auditing (TSA) concerning the Auditor’s Responsibility to Consider Fraud in an Audit of Financial Statements and Consideration of Laws and Regulations in an Audit of Financial Statements. (For more
before voting at the shareholders’ meeting. In addition, due to the current COVID-19 pandemic crisis, the shareholders may consider proxy voting by an independent director in lieu of attending the
invest in such digital assets is strongly advised to consider the associated risks carefully and take into serious consideration the following factors: (1) These ICOs have not been approved by the SEC in
swapping digital tokens. Therefore, investors should carefully consider relevant investment information disclosure and ensure their risk-taking ability before making an investment.”Those who are interested
issue an operating license. Those who are interested to operate digital asset businesses can submit their request for licensing. SEC will consider qualifications according to the determined process
Capacity and Skills in TCFD Knowledge and Reporting.” SEC Secretary-General Ruenvadee Suwanmongkol said: “By encouraging asset managers to consider climate-related risk when managing their clients
, Advocacy and Standards, CFA Institute, said: “ESG analysis has become increasingly important to investment professionals globally, particularly as governments, asset owners, and investors consider the impact
the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed
10.199% filed a letter requesting the company to hold extraordinary shareholders? meeting to consider the matters of (1) rights offering of newly issued shares and share warrants and (2) change of the