The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds

expressed a qualified opinion in the auditor's report on the financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company's executives. Consequently, the auditor was

major shareholder of 48.85 percent of the total BSEC shares, which would cause the structure of the BSEC major shareholders to change, and consequently OSKIB would have to make a tender offer of the rest

authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer

provided by the Monetary Authority of Singapore (MAS) and Securities and Futures Commission, Hong Kong (SFC) in gathering relevant facts and evidence which consequently help the SEC to pursue legal action on

. Consequently, AI auditor did not express opinion on 2014 consolidated financial statements of AI because of such limited audit scope imposed by AIE management. The SEC therefore notified AIE and AI to cooperate

. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as

of Section 243(1) in conjunction with Section 244 and Section 243(2) of the SEA, and Section 86 of the Penal Code. Consequently, she was fined at the amount of 333,333.33 baht.    

the board of executive directors, VBB consequently returned 20 million baht and did not spend the remaining amount on the advertising billboard construction; instead, VBB was found to have used it for

useful for the benefit of the Company. Consequently, the Board of Directors approved the said transaction on 27 February 2020. The Audit Committee’s opinion The Audit Committee have no different opinion