shall be subject to the rules under Chapter 1; (2) 2 [REPEALED]; (3) performing duties as a trustee shall be subject to the rules under Chapter 3. Clause 4 The SEC Office may announce a detailed guideline
Funds and Trusts ________________ Chapter 1 Rules on Preparation of Financial Statements and Supplementary Documents ________________ Clause 11 The quarterly and annual financial statements of mutual
” means administrative panel under law on derivatives or law on trust for transaction in the capital market; (6) “Secretary-General” means Secretary-General of the SEC office. 2 Chapter 1 General Provisions
Office” means a securities company’s branch office in Thailand that provides services through computer and limit its services to the scope set forth in Clause 7. Chapter 1 Full-service Branch Office and
through computer and limit its services to the scope set forth in Clause 7. Chapter 1 Full-service Branch Office and Online Branch Office --------------------------- Clause 4. It shall be deemed that the
Clause 7. Clause 3. The derivatives brokers shall establish branch office only after obtain an approval from the Office according to rules prescribed herein. Chapter 1 Full-service Branch Office and Online
services to the transaction set forth in Clause 7. Clause 3. The derivatives brokers shall establish branch office only after obtain an approval from the Office according to rules prescribed herein. Chapter
include any juristic person established by a specific law with an objective to undertake businesses; Chapter 1 Appointment of Property Fund Manager ______________________ Clause 3. In appointing property