Infrastructure Asset in Part 4. In the case where the approval for the establishment of a fund is terminated under the rules in Division 3 of Chapter 2, the management company shall proceed in accordance with such
securities company shall be terminated upon the person’s vacating the position, such as upon an expiration of the term of office and no re- appointment has been granted, or due to a tender of resignation from
results Sort by: Relevance Date (Newest) Date (Oldest) EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c
Date (Newest) Date (Oldest) EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest
offence related to property committed with dishonest intent; (3) having been a director, a manager or a person with power of management of a financial institution which had its license revoked, unless an
positions in a company whose license is denied or revoked, or whose license application is withdrawn, or whose record shows participation in or support of wrongdoings of companies liable to operate a
exchange and brokerage licenses of Zipmex Co., Ltd. (Zipmex) have been revoked, effective from 28 May 2024. Nevertheless, Zipmex retains its status as a limited company with corresponding rights and
, while he escaped from the case. Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact
in Sopana to have characteristics prohibited for capital market personnel, the SEC therefore revoked her status as an approved fund manager.Furthermore, the SEC instructed all asset management