criminal complaint against six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO, released on 20 September 2024: https

. Concurrently, the SEC has also reported these legal proceedings above to the AMLO for consideration of further action because such offenses are unfair activities related to securities trading, which

the 11 individuals with the ECD for consideration of further legal action. Concurrently, the SEC has also reported these legal proceedings above to the AMLO for consideration of further action

actions under the AMLO authority as the offenses are deemed unfair activities concerning the aforesaid companies’ securities trading transactions, which constitutes a predicate offense under the Anti-Money

legal action taken under the SEA to the AMLO since the offences in this case also constitute a predicate offence under the Anti-Money Laundering Act B.E. 2542 (1999), as amended. Filing a criminal

legal action.  Concurrently, the SEC has reported the aforementioned action to the AMLO for further consideration, as the offense constitutes unfair securities trading, which is considered a predicate

travel to, and temporarily reside in, Thailand. They must also conduct Know Your Customer/Customer Due Diligence (KYC/CDD) procedures according to the criteria of the Anti-Money Laundering Office (AMLO

Stock Exchange of Thailand (SET) information systems.The SEC is currently in the process of investigating into the commission of offenses under the SEA, in cooperation with the DSI, ECD, and AMLO

amendments, the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration of further actions.The filing of a criminal complaint is just the commencement of the criminal proceedings

reported the case to the AMLO for consideration of further actions.______________________Remark: * SEC News No. 25/2023 released on 8 February 2023: “SEC imposes civil sanctions on 14 offenders for share