service and managing office spaces to the Bank and subsidiaries of Kiatnakin Phatra Financial Group (“the Group”). Additionally, the Bank of Thailand has permitted the Bank in holding or having 100% of paid

regulations specified by SEC and that trustees are permitted to charge for expenses incurred in making copies of documents as required by the SEC. SEC has therefore drafted the rules and regulations on the

to invest in Libra investment token must be Libra Association’s members whose qualifications are very high. The general public are not permitted to invest in Libra investment token.; 2) Permission

loss; otherwise clients are not permitted to withdraw the remained money from the account, causing damages in millions of baht to some investors. The companies then seem to disappear but in fact remain

securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation

services are managed efficiently, aligned with customers’ need and controlled with acceptable risk level.  Establishment of Third-Party Risk Management Policy and Framework which cover risk assessment

certain periods. KBank has a monitoring process and control measures in place to ensure that risk is within an acceptable level. Foreign exchange risk management 16 is under supervision of the Assets and

evaluation by the SEC Office regarding the management of the operational risk and the customer relationship risk not higher than the medium level or in an acceptable level, unless granted an exemption from the

: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the

work formats and methods to assist customers affected by the viral pandemic to conduct transactions within acceptable risk appetite.  Provide employees accommodation near their workplace and prepare