regulator, strictly pursues legal actions against wrongdoers to propel the whole market confidence. The success of outcome and damage alleviation for NIPPON were occurred from integrate efforts of enforcement

provincial governors. We hope that this project will be successful and benefit the whole country.? SEC Secretary-General Dr. Vorapol Socatiyanurak stated, ?Pride of the Province is initiated with a view to

damages and lead to disputes or complaints, which undermines investors? confidence in the Thai capital market as a whole. Moreover, the SEC does not encourage investor contact to take trading orders through

fiduciary duties owed to their clients would undermine the integrity of the industry and the capital market as a whole. The SEC will not tolerate dishonest conducts of market professionals who seek personal

region, with a view to strengthening investor confidence and reinforcing the resilience of capital markets across the Asia Pacific region as a whole.

credibility and confidence of the industry and the capital market as a whole.”In this regard, the SEC has engaged in consultations with the Association of Thai Securities Companies (ASCO), the Association of

characteristics; (3) having any improper behavior which, if considered on a reasonable ground, materially affected clients, investors, company or shareholders, or money market or capital market as a whole, in a

/4) of the total number of votes of shareholders who attend the meeting and have the right to vote: A. The sale or transfer of the whole or substantial part of the businesses of the Company to other

passed by affirmative votes of not less than three-fourths (3/4) of the total number of votes of shareholders who attend the meeting and have the right to vote: A. The sale or transfer of the whole or

; (b) the information and statements which appear in the application for approval are correct, complete and free from misleading messages, and the certification of information and statements in this case