company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
abettors, for manipulating share price of Rich Asia Steel Plc. (RICH). With the referral from the Stock Exchange of Thailand (SET) on irregular trading of RICH shares by a group of persons, the SEC probed
Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and
Bangkok, April 21, 2014 ? The SEC jointly with the National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Thai Business Incubators and Science Parks
) ownership or land leasing right only for activities in forestry and agricultural sectors to keep carbon volume sufficient for complying with the criteria of Thailand Greenhouse Gas Management Organization
Bangkok, February 15, 2013 ? The SEC hosted the first meeting of heads of capital market policy makers and regulators in the Mekong region on February 8, 2013 in Bangkok. This high-level meeting was
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
same period of the previous quarterly To: The President The Stock Exchange of Thailand Due to the lack of directional from local and oversea economics, automotive industrial not become yet, the cost of