disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of digital token must be made through ICO portals approved by SEC Board. The role of ICO portal is to perform due
customers’ asset containment.“Business operators play a vital role in the digital asset market. Therefore, SEC has issued the notification for interested parties to study it in detail. SEC is pleased to
role in contributing towards the long-term financial well-being of Thai people. Accordingly, SEC welcomes business operators to provide the wealth advice services. The key of the 5-step process is to
of the economy and auditors, as a key stakeholder, play an important role in the capital market. Yet, some related parties in the capital market do not seem to recognize the value of audit as much as
material ESG factors into equity analysis of listed companies and incorporate them into their research reports. The intermediaries have an important role in sustainability-related information chain as they
the court?s decision binds all members of the class at once,? she added.The court and lawyers have a major role in the legal proceedings of a class action. Pursuant to the Thai Class Action Law, lawyers
relevant associations to be aware of their role and duty to educate the clients. To begin with, conducting know your client assessment on knowledge and understanding as well as risk appetite and giving
save and invest earnestly in order to meet life goals and have comfortable and secure retirement. The SEC always takes an active role to promote financial literacy for people from all walks of life
employees to have financial management and planning skills, better standard of living and ability to afford comfortable retirement. Under the program, human resource unit of each employer will play a key role
. Other securities regulators in an ASEAN jurisdiction may be included in the Framework when they meet the entry requirements. ASEAN exchanges with a substantial role in reviewing qualitative listing