nature of deceit or dishonesty or irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
legal entity; (4) Being able to show that person who is director, manager or person with managerial authority being responsible for the applicant’s undertaking of derivatives business has qualifications
undertaking of such legal entity; (4) Being able to show that person who is director, manager or person with managerial authority being responsible for the applicant’s undertaking of derivatives business has
compliance with law establishing such legal entity or law controlling business undertaking of such legal entity; (4)3 being able to show that capital market personnel performing one of the following duties has
legal entity or law controlling business undertaking of such legal entity; (4)3 being able to show that capital market personnel performing one of the following duties has qualifications and does not have
_________________________________________________________________________ 11. บริษทัท่ำนมีกำรด ำเนินกำรเพื่อรักษำควำมปลอดภยัของอุปกรณ์ดำ้นสำรสนเทศ ดงัน้ี ก ำหนดแนวทำงจดัวำงและป้องกนัอุปกรณ์เช่ือมต่อระบบเครือข่ำย เช่น hub / switch รวมถึงกำรน ำอุปกรณ์ดงักล่ำวออกไปใชง้ำน