notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
placement (PP), must clearly determine, in the terms and conditions of such convertible debentures, an agreement on damages arising from the company?s failure to provide sufficient amount of shares for
been implementing several measures for preparing market participants for the amended rules. More emphasis is on sufficient and reliable disclosure of information by issuing companies and financial
therefore cooperated with the Department of Economic Crime Litigation and consulted legal experts to acquire complete and sufficient facts for consideration of a legal action. _________________ *Clause 3
the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of
investment trust (REIT), to ensure accurate, clear and sufficient information for investors? investment decision.Chalee Chantanayingyong, SEC Deputy Secretary-General revealed that ?Recently, a number of
receivables, trade payables, other payables, payable for asset acquisition, accrued expenses, and advance received from director. Accordingly, the auditor was unable to use other means to obtain sufficient
operator qualifications in terms of sufficient personnel and operating system, financial condition, and fit and proper.
investors in Thai listed companies will be more confident in term of sufficient investor protection. The announcement further illustrates that the SEC?s practices and supervision are in conformity with