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Bangkok, 23 January 2024 – The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of Crown Tech Advance Public Company Limited (AJD), (currently renamed as AJ Advance Technology Public Company Limited (AJA)) and their associates, totaling four entities, namely: (1) Mr. Amorn Meemano, (2) Mr. Pipat Patiwetphinyo, (3) Winsound (Thailand) co., Ltd., and (4) Mr. Tanachat Siriphaukham, on...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10535

SEC files a criminal complaint against former director and CEO of Zipmex for making false statements or concealing facts that should have been disclosed to the public

An examination on the provision of Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset exchange of Zipmex Thailand, showed that the company had notified changes to the terms and conditions of the ZipUp+ services whereby the services of Zipmex Thailand were transferred to Zipmex Asia Pte. Ltd., Singapore (Zipmex Asia) and/or other affiliated companies as designated, effective from 8 May 2022, and the Z Wallet deposit and withdrawal sys...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10544

SEC files a criminal complaint against a former director and executive of STARK with DSI for falsifying financial statements and submits the case to AMLO

offenders and accomplices.” ______________________Remark: *SEC News No. 116/2023: “SEC files a criminal complaint against 10 offenders with the DSI for falsifying STARK financial statements, making

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10652

SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices

The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices fo...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10977

SEC files a criminal complaint against an offender with ECD for disseminating false statements or statements that may cause material misunderstanding about THG

The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25 September 2024. In the interview, he stated that he and his family had never pledged or used THG shares they held as collateral for loans, either inside or outside the market, as they did not dare to do so because they were major shareholders. However, upon investigation, evidence was found indicating...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12021