of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year
-public information obtained while performing duty as {X1} advisor and president. With the referral from the Stock Exchange of Thailand, the SEC's probe found that on May 7, 2010 {A}, as the authorized
submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had
ดูแลระบบปฏิบัติการคอมพิวเตอร์ ตามความเหมาะสม ( กำหนดบุคคลผู้รับผิดชอบในการกำหนด แก้ไข หรือเปลี่ยนแปลงค่า parameter ต่าง ๆ ของ system software ในเครื่องแม่ข่าย และอุปกรณ์ระบบเครือข่าย อย่างชัดเจน ( มีการ
its performance under the Business Collaboration and Investment Agreement for the period of 18 months from December 1, 2017 that the profit to be obtained by the Company must not be less than the
payment of the software and added on program which are relevant and required for the whole systems of the Company 5.4 To utilize the funds derived from the exercise of FVC-W3 as working capital for of the
Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office http://market.sec.or.th/public/idisc/en/Enforce Settlement
activities are liable to be an operation of digital asset exchange business under Section 3 of the Emergency Decree, for which XT .COM has not obtained a license, in violation of Section 26, and subject to
prevent mutual funds from being exploited for any other benefit than those which ought to be obtained from the investment. At present, the number of investment units held by any person or any associated
License. In any case, business operators who have already obtained PF License may request Derivatives Fund Manager License, free of charge. _____________________