functions responding to a variety of investment demands. The SEC hopes that the application will be the tool that could eventually improve the investment skill among the Thais,? said Vorapol.
involved in a credit rating committee. garding the creditworthiness of an entity or obligation, expressed using an established and defined ranking system. to determine an initial credit rating, an upgrade of
. “ advertisement ” means an action which makes publicly known about information of [i] intermediary ’s businesses or services, [ii] capital market products or [iii] selling capital market products by using
Mrs. Vachala Pisitsak During November 2009 to March 2011, Mrs. Vachala Pisitsak colluded with Ms. Sopana Janeborvorn and Phra Suthep Arpassaro (Panpai) in committing dishonest acts by using
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
Ms. Sopana Janebeorvorn During November 2009 to March 2011, Mrs. Vachala Pisitsak colluded with Ms. Sopana Janeborvorn and Phra Suthep Arpassaro (Panpai) in committing dishonest acts by using
Bangkok, May 21, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 9,670,432.91 baht on {A} and {B} for using inside information to sell {X1} Company shares.With the
with accountability by using knowledge, skill, experience and prudence as usually required from the person of same profession and to uphold professional code of ethics of a financial advisor; (2) to
From July to September 2023, business operators showed interest in joining the project and submitted activity reports on the promotion of financial knowledge, understanding, and skill development