Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to extension to the time frame of readiness preparation for business commencement in case of necessity. In addition, the regulations governing key aspects of digital asset business operation would be amended. For example, data storage system, management system and custody of client assets. This is to pr...
increase as agreed, which might lead to the company’s business downsizing or termination, the Securities and Exchange Commission (SEC) has, on the same day, notified Zipmex, in writing, to provide
The Securities and Exchange Commission (SEC), the Anti-Money Laundering Office (AMLO), and the Stock Exchange of Thailand (SET) have signed a Memorandum of Understanding (MOU) to enhance collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and strengthen investor confidence in the Thai capital market. The signing ceremony was presided over by Deputy...
UNDP and SEC have agreed to promote the capital market’s understanding of the meaning and principles behind sustainability, the Leave No One Behind Agenda, and sustainable finance. The agencies will also advocate for the integration of these principles into business’s strategies and operations. Speaking at the signing ceremony, Mr. Renaud Meyer, Resident Representative of UNDP in Thailand said, “Sustainability is becoming an increasingly important element of business strategy. It is being called...
The Securities and Futures Commission (SFC) and the Securities and Exchange Commission of Thailand (SEC) have entered into a Memorandum of Understanding (MoU) on Mutual Recognition of Funds (MRF) to allow eligible Hong Kong and Thai public funds to be distributed in each other’s market through a streamlined process.The MoU establishes a framework for exchange of information, regular dialogue as well as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai...
Ms. Ruenvadee Suwanmongkol, SEC Secretary General (right) and H.E. Brian Davidson, the British Ambassador to Thailand (left) sign a Memorandum of Understanding (MoU) to promote inclusive economic
general shareholders’ meeting on 23 February 2024 and exercise their voting rights on a proposed capital increase to be offered to the existing shareholders in proportion to their shareholding (rights
Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel
increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for margin lending by securities company to the customer for investments apart from listed securities. Such
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...