transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval authority, and check and balance, in the
Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund
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decentralized approval authority, multi-sign approval authority, and check and balance. In case of a withdrawal or transfer of fiat money at an amount from 2 million baht to not exceeding 50 million baht, digital
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
follows: (1) Mr. Suthee Siripornpitak is required to pay a civil penalty, compensation at an amount equal to the benefits received, and a reimbursement of the investigative expenses incurred by the SEC
account of Preeya, his subordinate at the company, on 16 January 2018 and gained benefits from the sale before the net loss value of 610.83 million baht from the 2017 operating results was disclosed to
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to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or executive in securities issuing companies or