: (1) securities services unit; (2) securities operation unit, the securities company may arrange for the full-service branch office to share the securities operation unit with the head office or other
owns 55.8% of the Galoc Oil Field. In addition, on 12 July 2018, the subsidiary has executed the share purchase agreement with Tamarind Galoc Pte Ltd, a wholly owned subsidiary of Tamarind Resources
per share, totaling transaction value of Baht 1,695 million (“The Acquisition”), and the authorization of directors and/or any person authorized to have power to determine and perform any procedure
Business Quarter 4/2024 5 Approval of independent professionals Quarter 4/2024 6 Number of active personnel in securities and derivatives businesses 2024 Service Licensed / Registered Person Search for
with Section 83 of the Criminal Code. According to the Fifth Amendment of the Securities and Exchange Act in 2016 (B.E. 2559), the action of share manipulation is still the offense under Section 244/3
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed
STPI collected an additional 2,212 million baht from its counterparty on top of the main contract. The said information was material to the STPI share price. This resulted in STPI?s Q1/2010 performance
Development Co., Ltd. (“NRED”) by disposal of 26,460,000 ordinary shares, with the par value of THB 10 per share, ), comprised of 49,000 ordinary shares with paid up capital of Baht 10 per each share and
”, “associate company”, “connected person”, “executive”, “major shareholder”, “controlling person”, “person who may have a conflict of interest” and “consolidated financial statements” shall have the same meaning